Major Shareholders

Shareholdings of top ten shareholders

The shareholding structure of the Company is relatively scattered. There is no controlling shareholder, nor de facto controlling party.

Information on shareholders holding more than 5% of equity interest of the Company

As of December 31, 2022, CP Group Ltd. indirectly held 1,191,512,764 H shares of the Company in total, representing 6.52% of the total share capital of the Company; Shenzhen Investment Holdings Co., Ltd. held 962,719,102 A shares of the Company, representing 5.27% of the total share capital of the Company.

Shareholder
Name

Shareholder
Percentage

Shares Held⁽¹⁾

Type of Shares

Change during the Reporting period

Hong Kong Securities Clearing Company Nominees Limited ⁽²⁾

Shareholder Percentage

36.85%

Shares Held⁽¹⁾

6736,653,069 ⁽³⁾

Type of Shares

H Share

Shares Change

-28,181,987

Shenzhen Investment Holdings Co., Ltd.

Shareholder Percentage

5.27%

Shares Held⁽¹⁾

962,719,102

Type of Shares

A Share

Shares Change

Hong Kong Securities Clearing Company Limited ⁽⁴⁾

Shareholder Percentage

3.87%

Shares Held⁽¹⁾

707,763,991

Type of Shares

A Share

Shares Change

+40,770,325

China Securities Finance Corporation Limited

Shareholder Percentage

2.99%

Shares Held⁽¹⁾

547,459,258

Type of Shares

A Share

Shares Change

Business Fortune Holdings Limited

Shareholder Percentage

2.58%

Shares Held⁽¹⁾

471,674,832

Type of Shares

H Share

Shares Change

+28,035,568

Central Huijin Asset Management Ltd.

Shareholder Percentage

2.57%

Shares Held⁽¹⁾

470,302,252

Type of Shares

A Share

Shares Change

Shum Yip Group Limited

Shareholder Percentage

1.41%

Shares Held⁽¹⁾

257,728,008

Type of Shares

A Share

Shares Change

Long-term Service Plan of Ping An Insurance (Group) Company of China. Ltd.⁽²⁾

Shareholder Percentage

1.39%

Shares Held⁽¹⁾

254,463,584

Type of Shares

A Share

Shares Change

+93,087,118

Plenty Ace Investments (SPV) Limited

Shareholder Percentage

1.20%

Shares Held⁽¹⁾

219,127,694

Type of Shares

H share

Shares Change

Dacheng Fund-Agricultural Bank of China - Dacheng Zhongzheng Financial Asset Management Plan

Shareholder Percentage

1.10%

Shares Held⁽¹⁾

201,948,582

Type of Shares

A Share

Shares Change

Notes:
(1) Nature of the holders of A shares represents the nature of accounts held by the holders of A shares registered on the Shanghai Branch of China Securities Depository and Clearing Corporation Limited.
(2) Hong Kong Securities Clearing Company Nominees Limited (“HKSCC Nominees Limited”) is the nominee holder of the shares held by non-registered H shareholders of the Company.
(3) Business Fortune Holdings Limited and Plenty Ace Investments (SPV) Limited are indirect wholly-owned subsidiaries of CP Group Ltd., and the shares owned by these two companies have been registered under the name of HKSCC Nominees Limited. In order to avoid double counting, the shares owned by the above two companies have been deducted from the shares held by HKSCC Nominees Limited.
(4) The shares held by Hong Kong Securities Clearing Company Limited refer to the shares held by non-registered shareholders of the Northbound Trading of the Shanghai-Hong Kong Stock Connect Program.
(5) Participants in the Long-term Service Plan of the Company are the employees of the Company and its subsidiaries. Over 110,000 employees have participated in the Long-term Service Plan cumulatively throughout the years. The source of funding is the remunerations payable to employees.